There are an abundance of theories — and even more clichés — about why the arts should be in young people's lives. However, academically rigorous research that demonstrates the power of the arts is scarce. This article summarizes a decade of research by a team of anthropologists in after-school programs identified by young people themselves as high quality. The researchers found common characteristics that made these programs successful, whether their focus was academic, sport, community service, or the arts. The balance of these characteristics differs among programs, though. What surprised the researchers was that the prominence of “risk” in arts-based programs makes them especially powerful developmental sites. This is happy news to all of us who believe in the arts' value and power.
The 1998 GIA annual conference, “Art Under 21: At the Intersection of Community and Youth Development,” will bring research like this (including Shirley Brice Heath, the principal researcher of this project) together with practitioners — artists, youth workers, and youth — to help us better understand how philanthropic policy can make the arts powerful and meaningful in the lives of young people. I hope this article will whet your appetite.
Nick Rabkin, Conference Chair
What the arts contribute to learning intrigues educators and policymakers, inspires arts advocates, and eludes education researchers. At some level, a majority of citizens in industrialized societies may believe that the arts are somehow “good” for young and old, and that, in the best of all possible worlds, the arts “should” be part of formal education as well as provide a broadening social experience. However, when school budgets shrink and employment opportunities demand knowledge of technology and related skills, the arts slip easily into optional or eliminated subjects of study. Arts enthusiasts respond in ways they believe will help rescue arts as a school subject — by arguing that study of the arts will help students in other content areas of their education.
This article considers the impact of learning in the arts outside of school on young people placed at high risk through circumstances in their communities, schools, and families. Is it possible, we ask, that environments organized around the arts are uniquely suited to propel youth through key cognitive, linguistic, and socio-relational opportunities for development?
Overview of the Research
Results reported here derive from a decade-long study (1987-1997) in organizations outside of school that were judged by local youth to be effective and desirable learning environments. A sampling of youth policymakers and educators identified locations where “good things are happening for young people outside of school.” Within thirty-four geographic locations from Massachusetts to Hawaii — urban and rural communities as well as mid-sized towns — 120 community-based organizations became sites of study. Approximately 30,000 young people passed through these sites over the decade of the study. A team of researchers used eight major methods of collecting data within the comparative framework of ethnology.1
With a handful of exceptions, all of the organizations had minimal resources in personnel and finances, and many directed considerable energy to community development and social enterprise for their local communities. They operated in impoverished neighborhoods or counties with dwindling local employment opportunities, within zones of relatively higher crime than surrounding areas, alongside schools in need of stronger professional staff and greater material resources, and amid areas with minimal open spaces or organized recreational or aesthetic activities for children and youth. All organizations were free of charge, and young people attended them voluntarily.
Study sites clustered into three categories — athletic-academic, community service, and arts-based. Athletic organizations included midnight basketball teams, tumbling crews, and baseball leagues, and many connected academic demands to participation in practices and games. Community service programs engaged youth in volunteer activities at locations ranging from nursing homes to soup kitchens to urban gardens. Arts-based organizations spanned all aesthetic domains and many incorporated the principles of community service by virtue of how they operated and where they performed.
Guiding our analysis of sites was the key question: What happens in these community-based organizations that draws young people to sustained participation, performance, and productions that both they and external critics judge to be of high quality?
The study in its initial seven years gave no particular attention to those organizations that featured the arts. Only when analysis of the data indicated noteworthy patterns among the youth did the study turn special attention to an analysis of ways that the arts worked for learning. Here we report, first, on the salient features of all effective youth organizations included in the study and, second, on the characteristics of settings organized around the arts.
Elements of Effectiveness
Community learning organizations that young people judge as effective carry a common set of organizational features.
In short, community organizations judged by local young people to be effective learning environments were marked by a mix of features relating to roles, rules, and risks undertaken by the young. In their push toward outcomes of excellence, the youth carried most of the weight of the performance, assumed multiple roles and responsibilities, and followed a rule of conduct based on an organizational ethos of belief in young people as resources. Above all, young people endured the high risks that come with a push toward excellence that results in a final product, performance, or playoff that is judged both by themselves and by outside experts, such as referees from another county, arts critics of the local news media, or park service inspectors.
The Arts of Youth-based Organizations
By 1995, follow-up studies of youth in these community organizations began to suggest that young people in arts-based organizations exhibited certain notable characteristics. Of the 120 organizations studied, 48 centered their activities around one or more of the arts. Of these, 32 involved drama primarily, supplemented by music and dance as well as visual arts (such as scene-painting and costuming) and other creative arts (such as writing scripts and copy for programs). The rest of the arts-based organizations concentrated on visual, media, or musical arts. As in all organizations studied, the activities of arts-based groups cycled from preparation (what shall our major program be this season or year?) and planning (how shall we carry this out?) to practice, performance, and final evaluation. Marking all phases of this cycle were conjecture, debate, searches for information, and critique. Arts-based organizations had the following sorts of activities:
By analyzing evidence provided by such environments, we began to identify features of arts engagement. A positive conclusion is that the arts, by virtue of their very nature, carried a particular power for learning achievement both in the arts themselves and in closely related competencies upon which successful performance and knowledge in the arts depends. For all participants in arts-based organizations, hard work and high risk had a literal payoff in the continued survival of the group and the continued availability of its personnel and space for creating art.
Beyond conclusions specifically about arts learning, the effects of youth involvement in arts-based settings were marked in unexpected ways. A selection of youth from the organizations of our study completed the National Educational Longitudinal Survey (NELS), enabling us to make comparisons between youth participating in arts-based organizations and a national database of students attending schools across the U.S. from 1988 to 1994. Outcomes reveal that involvement in arts-based youth organizations led to an intensity of certain characteristics among the young participants including motivation, persistence, critical analysis, and planning. Young people at arts sites were more likely to win an academic honor than youth from the national sample. They were also more likely to say that they plan to continue education after high school and to be recognized for community service and school attendance.
Arguments to discount these findings might assume that since these young people elect to participate in youth organizations they probably boast a remarkable talent and enjoy benefits not available to other youngsters. Quite the contrary. Using a “risk index” of eight factors — such as violence in school and neighborhood, domestic instability, and economic deprivation — young people at youth organizations emerged as having a higher risk index than students in the national sample.
What qualities of experience and interaction at youth-based arts organizations mediated these effects? In comparison with other activities at out-of-school organizations, the arts intensified the characteristics of effective learning environments.
I use didactic forms. I try to enlighten people... like special sauce, a combination of my life mixed together, pouring it out, spilling it in people's ears, hoping that they'll sop it up.
Audience response to this “spilling” matters to young artists, for they know that audiences criticize as well as appreciate the arts they patronize. Young people in the organizations we studied received no exemption from the effects of the occasional devastating review in the city newspaper that led to a dwindling audience in the second week of a show. Similarly, if their poetry reading did not go well at the local community center open-mike night, they knew they had to face the listeners on the streets the next day.
The Special Power of Critique
Heightened risk, dynamic rules, and demands for identity characterize settings where the arts dominate. Critique held a prominent position in all youth-based organizations, but particularly in arts-based groups. Pleas for peer critique sprang from a need to anticipate audience reactions (What do you think of that image in verse three? Is my point coming across in this presentation for new park space?...), a desire for impromptu coaching (How can I make this [painted] figure pop out from what's behind it?...), and a need for reassurance after rough performances (What was up with that crowd? And what happened to us tonight?). Over time, this regard for peers as sources and subjects of critique allowed young people to recognize and take advantage of one another's unique areas of expertise. An individual particularly adept at acrylic painting was sought out when difficulties arose with tools or technique. A short-story writer experimenting for the first time with free-verse poetry consulted a peer more advanced in that genre. A first-timer making contact with local park services to redesign park benches talked with board members who had the task previously. Pursuing the distinctive wisdom of others led to recognizing that differences in a group are assets to be appreciated and used, not aberrations to be suppressed.
Effective critique in the arts relied on a fluency with many kinds of knowledge and forms of communication: technical terminology, local everyday expressions, institutional memory, awareness of the ways of regional government, and standards of particular judges or critics. In their critique, the youth varied styles — from direct suggestion to parodies of teacher-talk. Combinations of local knowledge and individual expertise, along with a strong sense of humor and camaraderie, allowed young people to maintain favored modes of group interaction even as they took the risk inherent in appraising another's work or opening up one's own work to scrutiny. Critique involved respecting the authority of peers while pushing them to go further and deeper in their aesthetic projects. Even when adults discouraged peer critique by insisting that they control evaluation, youth members found ways to solicit and provide communication appropriate to a particular group at a given moment. The resulting talk articulated the process of art even as organizations paced themselves around making the products of their work. In this way, instruction, cognition, and assessment circulated among youth and adults. Although from outside the youth organization artmaking may appear to be a magical expression of individual talent, a study of critique revealed the actual nature of artmaking to be a collective, thoughtful mode of interaction with others and with aesthetic media.
An ongoing process of critique ensured that both the art product and the process of becoming an artist received attention. Young artists, in collaboration with adults, deliberately shaped performances designed for consumption, appreciation, and purchase by outside audiences. They were ever conscious of how they made meanings for others. Within the youth organizations, they manifested an awareness of how they worked, what they needed to say and do, and how their messages were likely to be received. For them, the work of art invited exploration of themselves and their worlds in constantly creative ways, but within given frames — drama, poetry, oil paints, clay, mural art, or video — and with an insistence on excellence as determined by outside audiences.
For the youth in arts-based organizations, the relationships and projects they develop in the arts were more “real” than anything else they do. Thus, rather than being esoteric or removed from reality, the arts are reality in many ways for them. In talking about how to get young people involved in theater, a youth commented, “what gets to kids [is] the real stuff.” His friend agreed, saying “[The arts] really help you find yourself when you do all the work. Because the minute you start doing all the work, you feel as though it has to be a part of you.” A third participant talked about art literally as a form of identity construction: “When you do something where you create, it builds something inside you that never really goes away.”
Conclusion
Close examination of how the arts work at the level of everyday interactions in effective youth organizations reveals that the arts promote cognitive, linguistic, socio-relational, and managerial capacities. These achievements are mediated through risks of imagination and interaction, rules that guide but always change, and demands that create identities based in resourcefulness and accomplishment. Arts put the young on the edge — “out there” — in pursuits that themselves seem endangered and held in questionable esteem by the society at large. All artists — especially the young — must be willing to make a leap of commitment. This step involves risks of greater variety than those required to go out for basketball or work on a neighborhood teen board — tasks that few citizens would question or devalue. Once in the arts, young people in groups with few adult financial resources have to play many roles from technical expert on the chemistry of paints to travel planner and stage manager. These responsibilities insist on participation in authentic communication — oral and written — and highly visible representations through varied symbol systems.
The arts offer another decided advantage: they translate into possibilities for generating income and for future employment planning. Excellence in the arts can win internships in a video studio, opportunities in a design office, and independent entrepreneurial possibilities. In addition, the arts are valuable extracurricular activities in conjunction with further education in a variety of fields — business, artistic, and civic.
In arts-based youth organizations, much of the young people's time was committed to the study of technique, past forms and masters, and surrounding market issues. Students in choral groups could talk about differences between harmony and rhythm, the development of cross-over jazz in Ireland, and the politics surrounding supra-titles for opera in Italian for English-speaking audiences. Students in the visual arts knew the names of techniques and of artists in nearby galleries, and could discuss the controversies surrounding the use of toxic solvents. Although no assessments were geared to pick up such discrete bits of knowledge, the young students needed to converse with clients, other artists, audience members, and critics. This ability strengthened their competencies overall. Some specialists developed, to be sure. But having members with different levels of knowledge enhanced the conversation that is so critical for critique and validation.
The learning environment that the arts create needs to attract attention if we want art to guide educators. Important to every project in arts-based youth groups is the varied use of symbol systems, from language to music to logos. Using these symbol systems sustains the organization instrumentally and charges each member with a strong sense of responsibility for knowledge and skill. Perhaps foremost is the insistence on acting toward the future, carrying within the head (and often within the body for dancers and actors) a sense of form, technique, connection, and thoughts toward the next work. Paradoxically, the ability to anticipate future possibilities emerges only when the mind is engaged with the intricacies and immediacies of present moments. Constant practice in the mental gymnastics necessary for such present attention and future action helps create a nimble mind, an observing eye, and a resolute spirit.
In an era when learning to learn is the focus, the arts merit greater attention for the attitudes, motivations, and orientations they create. Analysis of the contexts created reveals certain habits of mind that young artists simply have to develop to remain within arts-based youth-centered organizations. The young people make excellent art through risks, safe experimentation, validation, and the pursuit of surprise. The special contributions of the arts to the out-of-school lives of young people come in the principles of practice that lie beneath being an artist. The artistic eye — sense, bent, knack, talent — weaves throughout daily activities within the arts-based organizations studied. Yet adults there do not encourage the youth to see a future devoted exclusively to art. Instead, they emphasize the ways that the arts build affective, interpersonal, managerial, thinking habits that can support any vocational choice. Moreover, they emphasize the importance not only of vocational choices but also of leisure-time opportunities to continue pushing the self as learner. Prior to joining a youth-based arts organization, most participants had never done any work in the arts that had received recognition or encouragement, Often they say only that they “had kind of a knack for art,” or had been “secret artists” for years. Few see themselves making a living as artists, but they welcome information about work opportunities and entrepreneurial social possibilities around the arts — from education and administration to production assistance and industrial design.
Our research has led us to refer to “the arts creep.” We use this phrase to refer to the ability of the arts to slip into many aspects of modern life, whether computer technology, advertising, or the law. At a deeper level, it also refers to the capacity of the habits of mind, developed through engagement in the arts, to seep into and through other aspects of learning. In overlapping and frequently practiced and evaluated ways, the arts incorporate all the situations of learning that receive high praise from social scientists and cognitive psychologists. The arts spring from and feed motivation. Their fundamentally expressive base ensures practice in interpretation and production that is individually borne and socially constructed. The necessity of critique ensures analytical attention and incorporates much that is often thought of as scientific — setting forth claims, pointing to evidence, and verifying end points. Young people are given incentives for exploration with restraint by facing both intimate and external judges of their final productions; their creativity functions with knowledge of the rules of what has gone before and what is expected. The opportunity to move through work cycles — from practice through performance and display — requires the young artists to explore many roles, with different levels of responsibility, and through a range of media.
Through the arts, one must engage in the present with the future; the artist must see beyond the moment or the usual to what can be next and must see the self as possible in that making. The arts both form knowledge in themselves and ensure understanding beyond the immediate. In the words of artist and educator Robert Henri (The Art Spirit, 1923), the arts provide us, “Sign-posts on the way to what may be. Sign-posts toward greater knowledge.”
S.B. Heath is professor of English and linguistics at Stanford University and a senior scholar at the Carnegie Foundation for the Advancement of Teaching. Elisabeth Soep is an artist scholar in graduate study at the School of Education at Stanford and research associate at the Carnegie Foundation for the Advancement of Teaching. Research reported here was funded under grants from The Spencer Foundation to Heath and Milbrey W. McLaughlin and from the General Electric Fund to Heath. Preparation of this article benefited from the counsel of Adelma Roach, senior field scholar at the Carnegie Foundation for the Advancement of Teaching.
1 Led by Milbrey W. McLaughin and Heath, the team included Soep and sixteen other fieldworkers. Data consisted of: interviews with policymakers, social service workers, juvenile justice officials, adult community organization leaders; audio-recordings and fieldnotes made within the activity locations of the young people; youth logs covering daily activities (within and outside the academic year), transportation opportunities, media engagement, and activities linked to literacy and arts; sociodemographic statistics related to economic and education changes; interviews by local youth of community members, and participation in the National Education Longitudinal Survey (NELS). Of the youth, follow-up throughout the decade has continued with 300 individuals, from which 60 full case studies focus on their learning ecologies.
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